DALINE SOK,
Head of Legal and Compliance Department
At Cambodia Securities Plc., Daline is a head of Legal and Compliance Department. She is primarily responsible for overseeing compliance within the company, and ensuring compliance with laws, regulatory requirements, policies, and procedures and maintaining the company’s legal and ethical integrity. She plays the major role of ensuring that the policy laid down by the company is strictly followed and adhered to by all department members, and that the messaging and the behavior of the organization reflect the rule and regulations of the company.
Graduated from Montesquieu Bordeaux IV University, France with a master of economic cooperation law and a bachelor of private and competitive law from Lumière Lyon 2 University, France, Daline is an experienced legal adviser, providing advices, due diligence of several companies intending going public through Initial Public Offering, M&A, liquidation and structuring services to clients in a range of industry sectors. She is particularly known for her deep knowledge in regulatory aspects in licensing, business registration, securities and financial sector.
A qualified compliance officer and head of securities representative recognized by the Securities Exchange Regulator of Cambodia (“SERC”), as well as a licensed agent for business registration designed by the Ministry of Commerce (“MOC”), Daline is an expert in securities sector with over 10 years of corporate finance experience with one of big licensed securities firms in Cambodia, including several years with big international law firms, trust company, central counterparty and listed companies.